Bank Compliance


Salary/Rate : ¥10M - ¥15M
Location : Tokyo Metropolis
Post Date :
Employment Type : Permanent
Job Reference : 21185-FS
Job Classification : Financial Services

Description :

Duties & Responsibilities

  • Provide Compliance advice on applicable laws, regulations, internal policies etc
  • Lead reviews of business areas to identify issues and risks
  • Review marketing materials, regulatory required documents, etc.
  • Conduct Compliance training in Japanese and English
  • Review Compliance policies
  • Implement Regulatory changes
  • Lead and assist Compliance investigations and special projects
  • Handle Regulatory inspections
  • Liaise with global counterparts

Requirements

  • Ability to work as key member of the team
  • Native Japanese and fluent in English
  • Strong problem solving and analytical skills
  • Japan Market knowledge on Fixed Income businesses
  • Deep understanding and knowledge on FIEL, JSDA and other regulations & rules etc.
  • Preferably experience in financial industry as Compliance officer
  • Ability to work unsupervised and take initiative to team tasks, supporting other team members
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Tokyo

Ote Center Bldg, 22F
22F 1-1-3 Otemachi
100-0004 Tokyo
Phone : 03 5219 6633

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