Financial Services Compliance Auditor

Salary/Rate : ¥ - ¥11440000
Location : Tokyo Metropolis
Post Date :
Employment Type : Project
Job Reference : 10187221-MRNH
Job Classification : Management Resources

Description :


  • To brainstorm and identify areas for audit
  • Conduct interviews with stakeholders
  • Create workflow charts
  • Communicate audit issues and report to audit lead

Required Skills and Experience

  • Experience in trade monitoring related to insider trading, market manipulation and short-selling.
  • Audit experience in a global financial institution.
  • Fluent communication (writing and speaking) in both English and Japanese

To apply, please submit your CV to Nick Harling at and provide times when you can be contacted by telephone to discuss your application. Feel free to contact me should you need any further information.

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Ote Center Bldg, 22F
1-1-3 Otemachi
100-0004 Tokyo
Phone : +813 5219 6633

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