Research Compliance

Salary/Rate : ¥15M - ¥20M
Location : Tokyo Metropolis
Post Date :
Employment Type : Permanent
Job Reference : 21140-FS
Job Classification : Financial Services

Description :

Duties & Responsibilities

  • Providing compliance advisory service related to Research
  • Implementation of monitoring and testing on various models Research and other relevant areas.
  • delivery of an adequate compliance service in both corporate and projects


  • Excellent communication skills
  • Over 5 years of experience in product compliance, especially research, IBR, equity and etc.
  • Working experience in Securities Company is preferable
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Ote Center Bldg, 22F
22F 1-1-3 Otemachi
100-0004 Tokyo
Phone : +813 5219 6633

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