Research Compliance


Salary:

¥15M - 20M / annum

Location:

Tokyo

Date Posted:

July 20, 2018

Employment Type:

Permanent

Job Reference:

21140-FS

Staffing Area:

Banking and financial services


Description

Duties & Responsibilities

  • Providing compliance advisory service related to Research
  • Implementation of monitoring and testing on various models Research and other relevant areas.
  • delivery of an adequate compliance service in both corporate and projects

Requirements

  • Excellent communication skills
  • Over 5 years of experience in product compliance, especially research, IBR, equity and etc.
  • Working experience in Securities Company is preferable


Tokyo

Ote Center Bldg, 22F 1-1-3 Otemachi Japan, Tokyo 100-0004 +813 5219 6633
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