Trade Surveillance – Associate to VP


Salary:

¥8M - 16M / annum

Location:

Tokyo

Date posted:

September 28, 2018

Employment type:

Permanent

Job reference:

0010322900-FS

Specialisation:

Banking and financial services


Description

Position Responsibilities

  • Lead and manage Japan compliance systems and programs to comply with applicable legal, regulatory and internal requirements
  • Communication monitoring
  • Daily Trade Surveillance
  • Regulatory enquiries
  • Actively participating in global application enhancement project
  • Liaise with Front Office, IT, and Compliance colleagues such as Advisory Compliance, Control Room etc.
  • Proper and Timely escalation and reporting without hesitation

Requirements

  • Ability to work as a team player (for example, willingly share knowledge and experience with colleagues)
  • Willingness to be a team leader with broad experience and knowledge in future
  • Ability to work independently and proactively based on proper prioritization
  • Ability to tackle unforeseen and hard tasks calmly with resilience
  • Good at reporting and escalation to local and regional Compliance management and supervisors.
  • Willingness to be involved in team as well as departmental projects within and outside of Surveillance space

For more information, contact bart.ciebien @ roberthalf.jp



Tokyo

Ote Center Bldg, 22F
1-1-3 Otemachi
Japan, Tokyo 100-0004
+813 5219 6633
VP, Asset Management Compliance
Tokyo
Permanent
October 19, 2018
VP, Audit 監査
Tokyo
Permanent
October 19, 2018
Manager – Data & Analytics
Tokyo
Permanent
October 19, 2018
Project Manager – Web Projects
Tokyo
Temporary
October 16, 2018
Machine Learning Engineer
Tokyo
Permanent
October 16, 2018
Manager, IT Service Management
Tokyo
Temporary
October 16, 2018
Data Scientist
Tokyo
Permanent
October 16, 2018
Solution Architect
Tokyo
Permanent
October 16, 2018
Senior Marketing Manager
Tokyo
Permanent
October 16, 2018
Digital Experience Lead
Tokyo
Permanent
October 16, 2018
Brand Manager, Marketing
Tokyo
Permanent
October 16, 2018
UI/UX Designer
Tokyo
Permanent
October 16, 2018
IoT Service Director
Kanagawa
Permanent
October 16, 2018
Account Manager
Tokyo
Permanent
October 16, 2018
See more jobs >