Trade Surveillance – Associate to VP


Salary:

¥8M - 16M / annum

Location:

Tokyo Metropolis

Date Posted:

June 22, 2018

Employment Type:

Permanent

Job Reference:

0010322900-FS

Staffing Area:

Banking and financial services


Description

Position Responsibilities

  • Lead and manage Japan compliance systems and programs to comply with applicable legal, regulatory and internal requirements
  • Communication monitoring
  • Daily Trade Surveillance
  • Regulatory enquiries
  • Actively participating in global application enhancement project
  • Liaise with Front Office, IT, and Compliance colleagues such as Advisory Compliance, Control Room etc.
  • Proper and Timely escalation and reporting without hesitation

Requirements

  • Ability to work as a team player (for example, willingly share knowledge and experience with colleagues)
  • Willingness to be a team leader with broad experience and knowledge in future
  • Ability to work independently and proactively based on proper prioritization
  • Ability to tackle unforeseen and hard tasks calmly with resilience
  • Good at reporting and escalation to local and regional Compliance management and supervisors.
  • Willingness to be involved in team as well as departmental projects within and outside of Surveillance space

For more information, contact bart.ciebien @ roberthalf.jp



Tokyo

Ote Center Bldg, 22F 1-1-3 Otemachi Japan, Tokyo 100-0004 +813 5219 6633
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