AVP, Central Compliance


Salary:

¥8M - 12M / annum

Location:

Tokyo

Date posted:

September 28, 2018

Employment type:

Permanent

Job reference:

0010341228-FS

Specialisation:

Banking and financial services


Description

Position Responsibilities

  • Regulatory Reporting: conduct regulatory reporting to the JFSA, industry associations, exchange and clearing houses and Tokyo Metropolitan Government
  • Participate in regulatory exams and act as liaison between firm employees and Inspectors. Coordination and management of risk assessment participate global calls as Japan representative, and coordination with other division regarding hand off items.
  • Anti-bribery: coordination in Anti-bribery and Gift & entertainment, research on previous gift & entertainment for Compliance Approver in order to review business’ request, maintenance of local G&E log for items not captured previously.
  • Mandatory Absence: coordination and management of Mandatory Absence Policy for Japan, participate in Global Mandatory Absence calls as Japan representative, coordination with stakeholders in business for maintenance of sensitive/non-sensitive employee identification and breach process.

Requirements

  • Good communication skills (colleagues, other departments and senior management) and interpersonal skill
  • Personal integrity, accountability and detail oriented;
  • Thrives in a team environment;
  • Ability to liaise across departments and adapt to different perspectives;
  • Strong writing and translation skills and ability to express ideas logically, accurately and clearly in English and Japanese;
  • PC Skills (Required - Word, Excel, and Power Point)

For more information, contact bart.ciebien @ roberthalf.jp



Tokyo

Ote Center Bldg, 22F
1-1-3 Otemachi
Japan, Tokyo
100-0004
+813 5219 6633
BigData Platform Sales / BigData Platform営業
Tokyo
Permanent
December 14, 2018
Technical Engineers
Tokyo
Temporary
December 14, 2018
Senior Performance Analyst
Tokyo
Permanent
December 14, 2018
Front-end Engineer
Tokyo
Permanent
December 11, 2018
Internal Auditor / 内部監査
Osaka
Permanent
December 11, 2018
業界特化SAP コンサルタント
Tokyo
Permanent
December 11, 2018
テクノロジーコンサルタント
Tokyo
Permanent
December 11, 2018
Delivery Security Project Manager
Tokyo
Temporary
December 11, 2018
IT Security Project Manager
Tokyo
Temporary
December 11, 2018
SAP 導入コンサルタント
Tokyo
Permanent
December 11, 2018
SAP コンサルタント
Tokyo
Permanent
December 11, 2018
SAP エンジニア
Tokyo
Permanent
December 11, 2018
See more jobs >