Head of Compliance


Salary:

¥15M - 20M / annum

Location:

Tokyo

Date posted:

September 21, 2018

Employment type:

Permanent

Job reference:

0010327686-FS

Specialisation:

Banking and financial services


Description

Position Responsibilities

  • Lead and manage Japan compliance systems and programs to comply with applicable legal, regulatory and internal requirements
  • Drive the successful and timely completion of Japan compliance oversight programs and ensure effective identification, measurement, control and management of compliance risk (both local and global)
  • Monitor applicable regulatory changes and provide effective change management to address such changes and keeps abreast of new products, technologies and applications as well as their implications for assigned area.
  • Monitor risk and control execution within area of responsibility, escalate appropriately
  • Act as a liaison with regulatory agencies, internal and external advisors and other internal control groups on compliance/risk- related issues in area of responsibility.
  • Chair local compliance committee and participate in local and regional governance/management meetings
  • Proactively engage with Ethics, AML, Privacy, Risk Management and other control groups across State Street as required.
  • Manage Japan Compliance team by retaining and developing talent and actively engaging with key stakeholders

Requirements

  • Have extensive experience (+10 years) in Japan financial (preferably banking and trust banking) regulatory environment experienced gained in compliance, risk management, dealing with financial regulators and/or internal control in a financial services environment.
  • Good working knowledge of the conduct of business rules and local regulatory requirements that relate to financial industry such as Banking Act, FIEA etc.
  • Proven interpersonal, communication, project management and leadership skills.
  • Demonstrated problem solving, decision-making and negotiation skills.
  • Work in conjunction across Compliance as well as business partners and external parties as needed to resolve issues and ensure accuracy of accountabilities, and adherence to all policies/regulations/guidelines.
  • Japanese and English language skill

For more information, contact bart.ciebien @ roberthalf.jp



Tokyo

Ote Center Bldg, 22F
1-1-3 Otemachi
Chiyoda-ku, Tokyo
100-0004
+813 5219 6633
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