Research Compliance


Salary:

¥15M - 20M / annum

Location:

Tokyo

Date posted:

November 2, 2018

Employment type:

Permanent

Job reference:

21140-FS

Specialisation:

Banking and financial services


Description

Duties & Responsibilities

  • Providing compliance advisory service related to Research
  • Implementation of monitoring and testing on various models Research and other relevant areas.
  • delivery of an adequate compliance service in both corporate and projects

Requirements

  • Excellent communication skills
  • Over 5 years of experience in product compliance, especially research, IBR, equity and etc.
  • Working experience in Securities Company is preferable


Tokyo

Ote Center Bldg, 22F
1-1-3 Otemachi
Chiyoda-ku, Tokyo
100-0004
+813 5219 6633
PMO Strategy/IT Governance
Tokyo
Temporary
February 19, 2019
Product Analyst
Tokyo
Temporary
February 19, 2019
Senior Financial Analyst
Tokyo
Permanent
February 19, 2019
Technical Account Manager
Tokyo
Permanent
February 19, 2019
Project Manager – Contract/Freelance
Tokyo
Temporary
February 19, 2019
Software Engineer(C#)
Tokyo
Permanent
February 19, 2019
Global Branding Manager
Tokyo
Permanent
February 15, 2019
Accounting Manager
Tokyo
Permanent
February 14, 2019
Global Omnichannel Marketing Lead
Tokyo
Permanent
February 12, 2019
Finance Director
Tokyo
Permanent
February 12, 2019
See more jobs >