Research Compliance


Salary:

¥15M - 20M / annum

Location:

Tokyo

Date posted:

November 2, 2018

Employment type:

Permanent

Job reference:

21140-FS

Specialisation:

Banking and financial services


Description

Duties & Responsibilities

  • Providing compliance advisory service related to Research
  • Implementation of monitoring and testing on various models Research and other relevant areas.
  • delivery of an adequate compliance service in both corporate and projects

Requirements

  • Excellent communication skills
  • Over 5 years of experience in product compliance, especially research, IBR, equity and etc.
  • Working experience in Securities Company is preferable


Tokyo

Ote Center Bldg, 22F
1-1-3 Otemachi
Chiyoda-ku, Tokyo
100-0004
+813 5219 6633
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