Trade Surveillance – Associate to VP
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Salary:
¥8M - 16M / annum
Location:
Tokyo
Date posted:
September 28, 2018
Employment type:
Permanent
Job reference:
0010322900-FS
Specialisation:
Banking and financial services
Description

Position Responsibilities
- Lead and manage Japan compliance systems and programs to comply with applicable legal, regulatory and internal requirements
- Communication monitoring
- Daily Trade Surveillance
- Regulatory enquiries
- Actively participating in global application enhancement project
- Liaise with Front Office, IT, and Compliance colleagues such as Advisory Compliance, Control Room etc.
- Proper and Timely escalation and reporting without hesitation
Requirements
- Ability to work as a team player (for example, willingly share knowledge and experience with colleagues)
- Willingness to be a team leader with broad experience and knowledge in future
- Ability to work independently and proactively based on proper prioritization
- Ability to tackle unforeseen and hard tasks calmly with resilience
- Good at reporting and escalation to local and regional Compliance management and supervisors.
- Willingness to be involved in team as well as departmental projects within and outside of Surveillance space
For more information, contact bart.ciebien @ roberthalf.jp
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Tokyo
Ote Center Bldg, 22F1-1-3 Otemachi
Chiyoda-ku, Tokyo
100-0004 +813 5219 6633