Bank Compliance

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給与 : ¥1000万 - ¥1500万
勤務地 : 東京都
掲載日 :
雇用タイプ : 正社員
ジョブオーダー番号 : 21185-FS
業種 : 金融

職務内容 :

Duties & Responsibilities

  • Provide Compliance advice on applicable laws, regulations, internal policies etc
  • Lead reviews of business areas to identify issues and risks
  • Review marketing materials, regulatory required documents, etc.
  • Conduct Compliance training in Japanese and English
  • Review Compliance policies
  • Implement Regulatory changes
  • Lead and assist Compliance investigations and special projects
  • Handle Regulatory inspections
  • Liaise with global counterparts


  • Ability to work as key member of the team
  • Native Japanese and fluent in English
  • Strong problem solving and analytical skills
  • Japan Market knowledge on Fixed Income businesses
  • Deep understanding and knowledge on FIEL, JSDA and other regulations & rules etc.
  • Preferably experience in financial industry as Compliance officer
  • Ability to work unsupervised and take initiative to team tasks, supporting other team members


大手センタービル 22F
東京都千代田区大手町 1-1-3
100-0004 東京
電話 : +813 5219 6633