Compliance Officer – Securities and Bank コンプライアンス


給与:

¥1000万 - 1200万 / annum

勤務地:

東京都

投稿日:

2月 9, 2018

契約タイプ:

正社員

リファレンス(推薦状):

21038-FS

専門分野:

金融


Description
Duties & Responsibilities



The incumbent will be part of a Compliance team working closely with senior management, front and back offices and other corporate control functions:


•Lead the continued development and improvement of the compliance oversight programs
•Advise the business units and conduct day to day monitoring & surveillance over the business
•Assist in resolution of compliance issues to ensure compliance with laws and regulations
•Conduct day to day compliance operations/administration including regulatory and internal reporting/filing
•Development, implementation and revision of compliance risk management programs, policies, procedures and systems
•Act as a coordinator in projects, with regulatory agencies and on the occasion of regulatory inspections.



Requirements


•Bachelor’s degree in Law, Accounting or Business Administration or related disciplines (professional qualification an advantage)
•Ideally 5+ years of experience gained in financial institutions (banks and/or securities firms), regulatory agency or accounting firm
•Sound knowledge of the relevant laws and regulations of Japan. Exposure to other jurisdictions in APAC and the US is desirable
•Knowledge of banking and securities products and markets
•Ability to work with virtual teams across APAC
•Ability to manage multiple priorities while maintaining attention to detail under pressure.




東京

東京都千代田区大手町 1-1-3 大手センタービル 22F Japan, Tokyo 100-0004 +813 5219 6633
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