Trade Surveillance – Associate to VP


給与:

¥800万 - 1600万 / 年間

勤務地:

東京

投稿日:

6月 22, 2018

契約タイプ:

正社員

リファレンス(推薦状):

0010322900-FS

専門分野:

金融


Description

Position Responsibilities


•Lead and manage Japan compliance systems and programs to comply with applicable legal, regulatory and internal requirements
•Communication monitoring
•Daily Trade Surveillance
•Regulatory enquiries
•Actively participating in global application enhancement project
•Liaise with Front Office, IT, and Compliance colleagues such as Advisory Compliance, Control Room etc.
•Proper and Timely escalation and reporting without hesitation




Requirements
•Ability to work as a team player (for example, willingly share knowledge and experience with colleagues)
•Willingness to be a team leader with broad experience and knowledge in future
•Ability to work independently and proactively based on proper prioritization
•Ability to tackle unforeseen and hard tasks calmly with resilience
•Good at reporting and escalation to local and regional Compliance management and supervisors.
•Willingness to be involved in team as well as departmental projects within and outside of Surveillance space



For more information, contact bart.ciebien @ roberthalf.jp



東京

東京都千代田区大手町 1-1-3 大手センタービル 22F Japan, Tokyo 100-0004 +813 5219 6633
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