Head of Compliance


給与:

¥1500万 - 2000万 / 年間

勤務地:

東京

投稿日:

6月 22, 2018

契約タイプ:

正社員

リファレンス(推薦状):

0010327686-FS

専門分野:

金融


Description

Position Responsibilities


•Lead and manage Japan compliance systems and programs to comply with applicable legal, regulatory and internal requirements
•Drive the successful and timely completion of Japan compliance oversight programs and ensure effective identification, measurement, control and management of compliance risk (both local and global)
•Monitor applicable regulatory changes and provide effective change management to address such changes and keeps abreast of new products, technologies and applications as well as their implications for assigned area.
•Monitor risk and control execution within area of responsibility, escalate appropriately
•Act as a liaison with regulatory agencies, internal and external advisors and other internal control groups on compliance/risk- related issues in area of responsibility.
•Chair local compliance committee and participate in local and regional governance/management meetings
•Proactively engage with Ethics, AML, Privacy, Risk Management and other control groups across State Street as required.
•Manage Japan Compliance team by retaining and developing talent and actively engaging with key stakeholders



Requirements
•Have extensive experience (+10 years) in Japan financial (preferably banking and trust banking) regulatory environment experienced gained in compliance, risk management, dealing with financial regulators and/or internal control in a financial services environment.
•Good working knowledge of the conduct of business rules and local regulatory requirements that relate to financial industry such as Banking Act, FIEA etc.
•Proven interpersonal, communication, project management and leadership skills.
•Demonstrated problem solving, decision-making and negotiation skills.
•Work in conjunction across Compliance as well as business partners and external parties as needed to resolve issues and ensure accuracy of accountabilities, and adherence to all policies/regulations/guidelines.
•Japanese and English language skill



For more information, contact bart.ciebien @ roberthalf.jp



東京

100-0004
東京都千代田区大手町 1-1-3
大手センタービル 22F
+813 5219 6633
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